Head of Compliance (Legal and Business Compliance)
Networkers International (UK) Limited
Cape Town, South Africa
14d ago

Introduction

  • Head of Compliance (Legal, Business) - Financial Services, Insurance
  • Financial Services Organisation - Cape Town
  • Senior management position responsible for overseeing Compliance by all Legal and Business entities
  • Important

    Head of Compliance (Legal and Business Compliance)

    The Job

    Head of Compliance, main duties will include :

  • Maintain and promote a compliance strategy
  • Provide independent assurance to the Divisional Board (executive management).
  • Implement the Compliance Policy
  • Provide and maintain a consolidated view of the identified compliance risks and controls implemented
  • Ensure timeous reporting of compliance risks and incidents
  • Escalate any matters that may require the attention to relevant governing board.
  • Advise and provide guidance to senior management on systems, policies, processes and controls implemented to assist with compliance.
  • Maintain relationships with the various regulators.
  • Assist with the compilation of compliance monitoring plans
  • Manage a team of Compliance Officers (direct reports and dotted-line management structures).
  • Assist with the reporting of suspicious or abnormal transactions as defined and required by the applicable legislation.
  • Provide guidance to compliance officers on the interpretation of legislation.
  • Essential qualifications required :

  • A law degree (i.e. LLB or B.Proc) at a South African University
  • Essential Experience required :

  • 5-10 + years legal or compliance experience.
  • At least 5 years compliance management experience in the Insurance industry
  • Report writing
  • A thorough understanding and knowledge of the regulatory requirements impacting on the various businesses within Financial Services and Insurance environments
  • Desirable Qualifications :

  • Compliance qualification (PG Diploma in Compliance Management would be advantageous)
  • Admitted attorney or advocate in South Africa would be advantageous
  • Meeting the competence and experience requirements to be registered as a Compliance Officer with the Financial Services Board would be advantageous.
  • A postgraduate law degree will be advantageous
  • For more information and to apply, please contact Melissa.Slaymaker Networkerstechnology.com

    0216700631

    Networkers acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers and is part of Gattaca Plc.

    Gattaca Plc provides support services to Networkers and may assist with processing your application.

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