Duties will include : Produce financial plans Formulate effective financial plan documents and / or risk management documents, in-line with the strategy as outlined by the adviser, and the customers needs, objectives and risk tolerance.
All documents must meet compliance requirements and the relevant legislation, and comply with the company standard documents, policies and procedures.
Ensure all research and technical information used by the business in providing advice is up to date and accurate. Prepare statement of advice documentation as required.
Investment and risk reviews Review customer portfolio review reports in conjunction with changes in customer circumstances and investments and general market movement, as outlined in the sales and service process.
Ensure report is accurate and that investment strategy is meeting customers objectives. Ensure customer is kept well informed and that all necessary actions are recommended and where necessary undertaken.
Review customers risk coverage in conjunction with changes in customer circumstances and risk management needs, product offerings available, and changes in product provider rates.
Ensure customer is kept well informed and that all necessary actions are recommended and where necessary undertaken. Prepare statement of advice documentation as required.
Ensure the accurate production of all customer portfolio review documentation and reports in line with the practices service model.
Providing effective client service and administrative assistance to clients and the Wealth adviser team Minimum
Completed BComm (Finance / Business Finance / Investments / Financial Planning Law / Financial Sciences / Investment Management) or BCom (Economics) Proficient in MS Office (Excel, Word, Outlook) Fully bilingual At least 3 - 5 years relevant work experience within the financial industry Postgraduate Diploma in Financial Planning and / or CFP will be to your advantage