Risk-Management and Compliance Monitoring
SET Recruitment Consultants
Johannesburg, South Africa, Gauteng, ZA
3d ago

Risk Mgt and Compliance Monitoring Highly reputable bank seeks professional Regulatory Risk and Compliance Manager, to support their Wealth & Investment business.

Pivotal role to engage with Senior stakeholders as an Expert / Advisor. Exciting and important career opportunity.

Main Duties :

  • Set the Compliance and Regulatory standard within business.
  • Provide guidance and awareness of policies, standard and processes.
  • Conduct regular Monitoring to ensure that business adheres.
  • Automate the Compliance monitoring function, in line with Digital strategy.
  • Key role to provide expect advice on the legal, risk and compliance factors to the business.
  • Advise Client facing and Sales teams in Wealth & Investment space.
  • Support the onboarding process of new FAIS employees.
  • Other key responsibilities to be discussed at interview.
  • Qualifications and Experience :

  • FAIS Qualified with RE5 (RE1 an advantage)
  • Degree in Law or Commerce (Compliance or Risk)
  • Strong Compliance Regulatory Risk exp in FS / banking (Investments, Private clients or CIB)
  • Equity Appointment.
  • Should you be interested in the role :

  • Please apply Online
  • Should you have any queries, please contact Bev from SET on 082 495 8595
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